Sensitivity Analysis of Discrete Structural Systems
Descrição do Produto
NASA Technical Memorandum (YASA-TH-86333) SENSIT1V:IY DISCRETE STBUCTPBAL S Y S I E B S : (UASA) 39 HC A03/8P A01
86 333
NeS-lElE6
ANALYSIS OE P SUBVBY
C S C L 20K
Onclas G3/39 SENSITIVITY ANALYSiS FOR DISCRETE STRUCTURAL SYSTEMS
HOWARD M. ADELMAN AND RAPHAEL T. HAFTKA
DECEMBER 1984
Nat~onalAeronautics and Space Adrn~n~stratlon hngley Rmbarch Center Hampton,Vlrgmia 23665
-A
13023
SURVEY
SENSI T I V I rY ANALY 513 FOR 01SCHETE STRUCTURAL SYSTEMS
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A SURVEY
In t roduct ion The f i e l d o f s e n s i t i v i t y analysis i s emergiog as a f r u i t f u l area o f engineering research.
The reason f o r t h i s i n t e r e s t i s t h e r e c o g n i t i o n o f t h e
v a r i e t y o f uses f o r s e n s i t i v i t y d e r i v a t i v e s .
I n i t s e a r l y stages, s e n s i t i v i t y
analysis found i t s predominant use i n assessing t h e e f f e c t o f varying parame t e r s i n mathematical models of c o n t r o l systems:
see, f o r example, the t e x t s
o f Tomovic (1963); Brayton and Spence (1980); Frank (1978); and Radawvic (1'4bb) f o r discussions o f the e a r l y development o f s e n s i t i v i t y theor-y.
I n t e r e s t i n optimal c o n t r o l i n t h e e a r l y 1960's (see, f o r example, Kelley, 1Y62), and automated s t r u c t u r a l o p t i m i z a t i o n (see, f o r example, Schmi t, 1981) led t o the use of gradient-based mathematical p r o g r a m i n g methods i n which a e r i v a t i ves were used t o f i n d search d i r e c t i o n s toward o p t i m m solutions. More r e c e n t l y , there has been s t r o n g i n t e r e s t i n promoting systematic s t r u c t u r a l o p t i m i z a t i o n as a u s e f u l t o o l f o r t h e p r a c t i c i n g s t r u c t u r a l design engineer on l a r g e problems--a process s t i l l underway.
E a r l y a t t e n p t s t o use
formal o p t i m i z a t i o n f o r l a r g e s t r u c t u r a l systems r e s u l t e d i n excessively lony and rxpensi ve computer runs.
Examination o f t h e o p t i m i z a t i o n procedures
i n d i c a t e d t h a t the predominant c o n t r i b u t o r t o t h e cost and time was the c a l c u l a t i o n of d e r i v a t i v e s .
As a consequence, t h e r e has been an emergence o f
i n t e r e s t In s e n s i t i v i t y a n a l y s i s ecnphasizing e f f i c i e n t computational proceddres.
I n a d d i t i o n , researchers have developed and applied s e n s i t i v i t y
analysis f o r dpproximate analysis, a n a l y t i c a l model improvement, and assessment of design trends-so
t h a t s t r u c t u r a l s e n s i t i v i t y analysis has become
more than a u t i l i t y f o r optimization, but i s a v e r s a t i l e design t o o l i n i t s own r i g h t
.
Most recently, researchers i n d i s c i p l ines such as physiology
(Leonard, 1974), thermodynamics ( I r w i n and 0' Brien, 1982), physi c s l chemi stry (Hwang, e t a1
Dwyer e t al.,
., l978),
and aerodynamics (Dwyer and Peterson, 1980;
1976; B r i s t w and Hawk, 1983), have been using s e n s i t i v i t y t o assess the e f f e c t s of
method01oqy
parameter var i a t i o n s i n t h e i r a n a l y t i c a l models, and t o create designs which are i n s e n s i t i v e t o parameter v a r i a t i o n (Schy and Giesy, 1981; 1983). This paper i s a survey of methods applicable t o t h e c a l c u l a t i o n o f s t r u c t u r a l s e n s i t i v i t y derivatives f o r f i n i t e element modeled structures. Except f o r c i t i n g several general references, the paper does not deal w i t h continuous ( d i s t r i b u t e d parameter) models.
The survey p r i n c i p a l l y discusses
1it e r a t u r e pub1ished during the past two decades and t h e paper concentrates on four main topics:
derivatives o f s t a t i c response (displacements and
stresses) , e i genval ues and e i genvectors, t r a n s i e n t response, and d e r i v a t i ves o f optimum s t r u c t u r a l designs w i t h respect t o prob lem parameters.
The bulk o f
t h e survey deals w i t h derivatives o f the aforement ioned responses w i t h respect t o gage-type variables such as rod cross-sectional areas, beam cross-sect iona 1 dimensions, anc p l a t e thicknesses.
Additionally, some works are reviewed i n
which the derivatives are calculated w i t h respect t o variables which def ine t h e shape o f s t r u c t u r a l elements.
Methods f o r c a l c u l a t i n g s t r u c t u r a1 sensi-
t i v i t y derivatives are summarized i n Table 1. S e n s i t i v i t y o f S t a t i c Response General Equat ions This section o f the paper focuses on the c a l c u l a t i o n of derivatives o f s t a t i c s t r u c t u r a l response (displacements and stresses) computed from f i n i t e element models.
The governing equation f o r displacement i s
K
where
i s the symmetric s t i f f n e s s matrix o f order
nxn
U i s the vector o f displacement F
i s the vector o f applied forces
Both K and F are, i n general, functions o f design variables,
v.
A
a c o n s t r a i n t ) w i 11 be respresented as
t y p i c a l function of displacement (e.g.,
F i n i t e Difference Method A straightforward method o f c a l c u l a t i n g d e r i v a t i v e s o f
f i n i t e difference approximati on.
g
i s t o use a
For example
A serious shortcoming o f the f i n i t e d i f f e r e n c e method i s the uncertainty i n
the choice o f a perturbation step s i z e t r u n c a t i o n e r r o r s may be excessive.
h.
If the step s i z e i s too large,
These can be thought o f as e r r o r s due t o
r e t e n t i o n of only the lowest-order terms o f a Taylor series representation of a perturbed function. occur.
I f the step s i z e i s too small, cond,ition e r r o r s may
Condition e r r o r s are due t o inaccuracies i n the c a l c u l a t i o n o f t h e
displacements and round-off e r r o r s i n the f i n i t e d i f f e r e n c e calculation. G i 11, e t al. (1980, 1983) developed an algorithm t o determine t h e optimum
f i n i t e difference step size; i.e., condition errors.
one which balances the t r u n c a t i o n and
The a1 g o r i thm i s based on approximatin,
e r r o r as a l i n e a r function o f step s i z e l i n e a r function of l / h .
the t r u n c a t i o n
h and t h e condition e r r o r as a
This technique has been tested on functions which
could be d i f f e r e n t i a t e d a n a l y t i c a l l y f o r check purposes and was found t o be very e f f e c t i v e .
Other work on f i n d i n g optimum step sizes was done by Stewart
(1967); Kelley and Lefton (1980); and Haftka and Malkus (1981).
A recent
paper by Haftka (1984) describes s technique f o r reducing c o n d i t i o n e r r o r s i n f i n i t e difference d e r i v a t i v e s of response q u a n t i t i e s obtained by i t e r a t i v e methods. Analytical Methods Analytical c a l c u l a t i o n s o f d e r i v a t i ves o f displacements and functions thereof have been described by Arora and Haug (1976, 1979); and Haug and Arora (1971j
.
I n these references, three methods are described:
the di rect o r
design space method ( a t t r i b u t e d t o Fox, 1965), the a d j o i n t v a r i a b l e o r s t a t e space method, and the v i r t u a l load method ( a t t r i b u t e d t o Barnett and Hermann, 1968).
The v i r t u a l load method i s a special case o f the d i r e c t method.
Both
t h e d i r e c t and a d j o i n t methods begin w i t h the d i f f e r e n t i a t i o n of equations (1) and (2).
D i r e c t Method.
and s u b s t i t u t e
dU/dv
The d i r e c t method i s t o solve equation (4) f o r i n t o equation (5).
dU/dv
Equation (4) needs t o be solved
once f o r each design variable ( v ) so t h a t t h e d i r e c t method i s c o s t l y when t h e number o f design variables i s large, Adjoint Method.
The a d j o i n t variable o r s t a t e space method has been
extensively used i n optimal c o n t r o l theory; see, f o r example, Kel l e y (1962).
The method s t a r t s by d e f i n i n g a vector o f a d j o i n t variables which s a t i s f i e s the equation
where
ag/aU
i s sometimes r e f e r r e d t o as the dummy load vector.*
Then using
equations (4), (5). and (6)
The a d j o i n t variable method requires t h e s o l u t i o n of equation (6) once f o r each function
g.
Therefore,
if the number o f functions i s smaller than
t h e number o f design variables, the a d j o i n t variable method i s more e f f i c i e n t and conversely if the number of design variables i s smaller, t h e d i r e c t approach i s more e f f i c i e n t .
Roth the d i r e c t and a d j o i n t methods involve fewer
computations than the f i n i t e difference approach which requires repeated f a c t o r i z a t i o n o f the s t i f f n e s s matrix, whereas the d i r e c t and a d j o i n t methods require a s i n g l e f a c t o r i z a t i o n w i t h several right-hand sides. Chon (1984) developed a variant o f the a d j o i n t method v i a s t r a i n energy d i s t r i b u t i o n and implemented i t i n a p r o p r i e t a r y version o f NASTRAN.
Hsieh
and Arora (1983); and Gurdal and Haftka (1984) extended t h e a d j o i n t method f o r boundary conditions which require special ized treatment w h i l e Haug and Choi (1984) suggest a generalization o f the a d j o i n t method t h a t eliminates many o f the problems associated w i t h mu1t i - p o i n t boundary conditions.
Adaptation o f
*Note t h a t i f g i s a p a r t i c u l a r displacement component, then ag/alJ corresponds t o a force o f u n i t magnitude i n the d i r e c t i o n o f the conponent.
t h e a d j o i n t variable method t o substructured f i n i t e element models i s described by Arora and Govil (1977). Calculation of
aK/av.
An important computational task i n the a d j o i n t
and d i r e c t methods i s the c a l c u l a t i o n o f
aK/av.
I f t h e s t r u c t u r a l model
contains only elements whose s t i f f n e s s matrix i s proportional t o rods where where
v
v
v
(such as
i s the cross-sectional area, o r membranes and shear panels
i s the thickness),
i s a constant matrix.
aK/av
But for elements
having bending s t i f f n e s s such as beams and plates, the s t i f f n e s s matrix i s a nonl inear function o f the cross-sectional dimensions and t h e s t i f f n e s s m a t r i x derivatives are not e a s i l y evaluated (see Giles and Rogers, 1982). p r e f e r r e d approach i s t o compute
aK/av
Hence, t h e
by f i n i t e differences as i n Prasad
and Emerson (1982); Camarda and Adelman (1984); and Wal l e r s t e i n (1984). Derivatives w i t h Respect t o Shape Design Variables Shape design variables t y p i c a l l y c o n t r o l t h e shape o f the boundary o f the structure--for example, variables c o n t r o l l i n g the shape o f a hole (and thereby the stress concentration f a c t o r a t the hole boundary).
The c a l c u l a t i o n o f
d e r i v a t i v e s w i t h respect t o shape design variables i s i n t h e e a r l y stages of development and there are unresolved issues.
Differentiating the f i n i t e
element equations t o obtain equation (4) has two disadvantages.
F i r s t , even
small changes of the boundary can change t h e e n t i r e f i n i t e element mesh and therefore, the c a l c u l a t i o n o f
aK/av
can be q u i t e costly.
Second, changes i n
shape can lead t o the d i s t o r t i o n o f the f i n i t e elements and reduced accuracy.
Thus, the d e r i v a t i v e s obtained from equation (4) have a spurious
component which r e f l e c t s the changing accuracy o f the s o l u t i o n when the mesh i s d i s t o r t e d (Botkin, 1982;fjennett
and Botkin, 1983)
.
Because o f the above, there has been substantial wwk i n obtaining s e n s i t i v i t y d e r i v a t i v e s by d i f f e r e r ~ tai t i n g the continuum equations before d i scretizing.
Derivations based on t h e concept o f material d e r i v a t i v e s have
been proposed by Chun and Haug (1978, 1979, 1983); Rousselet and Haug (1981, 1983); Rousselet (1983b); Zolesio (1981); Choi and Haug (1983); Dems and Mrdz (1984a); Braibant and Fleury (1984); Yoo, Haug, and Choi (1984); Choi (1984) ; and Yang and Chef (1984).
However, computational experience using
equation (4) does not i n d i c a t e t h a t mesh-di s t o r t i o n - d e r i v a t i ve e r r o r s are s i g n i f i c a n t (possibly due t o t h e use of elements which are not s e n s i t i v e t o distortion).
The material -deri v a t i ve approach seems t o s u f f e r from numerical
d i f f icu! t i e s associated w i t h the evaluation o f boundary integral s (see Yang
and Choi, 1984).
While some of these computational d i f f i c u l t i e s may be
e l i n d nated by replacing boundary by volume i n t e g r a l s (Choi and Haug, 1984). a t t h e present there i s no c l e a r i n d i c a t i o n as t o which method i s preferable. Calculation o f Second Derivatives Second d e r i v a t i ves o f displacement and c o n s t r a i n t functions are used f o r approximate analysis (e.g.,
Noor ana Lowder, 1975). and f o r t h e c a l c u l a t i o n o f
d e r i v a t i v e s o f optimal s o l u t i o n s (see subsequent section on t h i s t o p i c ) . d e r i v a t i v e s may be obtained by d i f f e r e n t i a t i n g equations (4) and ( 5 ) , f o r example,
Such
However, f o r
m design variables there are m(m + 1)/2
second derivatives,
and equations (8) need t o be solved f o r t h a t many right-hand sides.
It i s
possible t o proceed w i t h an extension o f t h e a d j o i n t variable method proposed by Haug (1981b); and Oem and Mrdz (1984b).
However, a mom e f f i c i e n t
approach proposed by Haftka (1982) i s t o use equation (6) t o obtain
This approach requires t h e s o l u t i o n of equation (4) f o r a l l the f i r s t derivatives and equation (6) f o r a l l vectors o f a d j o i n t variables. Second derivatives were also derived by Van B e l l e (l982), using f l e x i b i l i t y rather than s t i f f n e s s matrices.
F i n a l l y , Jawed and Morris (1984)
described a procedure f o r approximating higher order d e r i v a t i v e s from the f i r s t d e r i v a t i v e information, which i s equivalent t o introducing intermediate variables. Stress Deri vat ives The stresses i n an element may be obtained from the displacements using
where
u
i s a vector of element stresses
T I s an element temperature S
and G are stress-di spl acement and stress-tenperature matrices,
respectively. Derivatives o f stresses may be obta ined by d i f ferent i a t i n g equat i o n (10)
For f i n i t e elements such as rods, membranes, and shear panels, independent o f
v
v
and G
arc
and stress d e r i v a t i ves are obtained by simply s u b s t i t u t i n g
dU/dv i n t o equation (11). functions of
S
For bending-type elements,
S and G may be
and the complete expression must be used; see Camrda and
Adel man (1984). Nonlinear Analysis When geometric or material nonl i n e a r i t i e s are important, equation (1) i s no longer v a l i d and the displacement
U
i s calculated from a system o f t h e
form
where F
i s a vector o f nonlinear functions.
d i f f e r e n t i a t i n g equation (12) w i t h respect t o
where the Jacobian 3 ness matrix).
is
t h i s i s the d i r e c t method.
dU/dv
v
( o f t e n referred t o as the tangential s t i f f -
The d e r i v a t i v e o f any constraint
s o l v i n g equation (13) f o r
vector
aF/aU
Derivatives are obtained by
g may be calculated by
and then s u b s t i t u t i n g i n t o equation (5)--
A l t e r n a t i v e l y one can solve f o r t h e a d j o i n t
a from
and calculate
dgldv
from equation ( 7 )
using Rv
from equation (13).
Appl icat ions Appl i c a t i o n s o f d l spl acement sensi t iv i t y d e r i vat ives f o r formal optimi
-
zation are described, f o r example, i n Nguyen and Arora (1982); Arora (1980); Prasad and Haftka (1980) ; and Schmi t and Farshi (1974).
Use of d i s p l a c e w l
and stress derivatives t o construct expl i c i t constraint approximations ir described, f o r example, by Schmit and Farshi (1974); Storaasli and and Noor and Louder (1975). S ~ b i e s r c z a n ~(1974); ki
A basic example o f such an
approximation i s
where ~ ( v ) i s the displacement vector f o r the design variable the vector corresponding t o the new design variable
v* = v +
AV
v,
.
U(v*)
is
Numerous
examples o f application o f stress derivatives i n formal optimization are c i t e d i n the survey by Schmit (1981).
Less well known i s t h e use of s e n s i t i v i t y
derivatives of stresses t o effect design changes without formal optimization. A good example o f t h i s i s reported by Musgrove, e t al. (1983).
The most
common appl i c a t i o n o f sensi t i v i t y calculations i n nonlinear s t a t i c response are of derivatives o f
U w i t h respect t o a load parameter.
Such d e r i v a t i v e s
are useful i n incremental s o l u t i o n procedures of equation (12) o r fur reduced basis s o l u t i o n of t h i s equation (see, f o r example, Noor and Peters (1980). F i n a l l y , readers interested i n the t o p i c o f s t a t i c response s e n s i t i v i t y o f d i s t r i b u t e d parameter systems are referred t o Haug and Komkov (1977); Haug and Rousselet (1980a); Haug (1981a); and Rousselet (1983a); as well as t h e t e x t o f Haug, Kordtov, and Choi (1984).
L
S e n s i t i v i t y o f E i genvalues and E i genvectors The general problem i s t o compute d e r i v a t i v e s o f eigenvalt -s and eigenvectors w i t h respect t o design variables o r system parameters.
For
reference purposes, the most general case considered i s the f o l lowing e i genvalue problem:
where
A
i s an e l genvalue (general l y complex).
nxn matrices
A
and B
of design variables
v.
And
real
respect ively
.
The general l y nonsymnetric
are assumed t o be e x p l i c i t functions of a set
X and Y
are r i g h t and l e f t eigenvectors,
The f ir s t r e s u l t on e i genval ue d e r i v a t i ves was pub1ished by
Jacobi (1846) who developea the r e s u l t f o r the special case o f symmetric A,and B =
1
f
1
W i t t r i c k (1962) applied Jacobi's f o r m l a for the case of a symmetric matrix t o the d e r i vat ives o f buckl ing e i genvalues and presented r e s u l t s f o r the change i n buckl i n g loads o f plates w i t h respect t o aspect r a t i o and thickness. Lancaster (1964) developed a rigorous treatment of eigenvalue d e r i v a t i v - i and, i n p a r t i c u l a r , showed t h a t f o r m l t i p l e eigenvalues, the d e r i v a t i v e s themselves are solutions o f an eigenvalue problem.
The issue of m u l t i p l e eigen-
values was also investigated by Simpson (1976); and Haug and Rousselet (1980b). who showed t h a t while simple eigenvalues are d l f f e r e n t i a b l e (Frechet) , nu1t i p l e eigenvalues are only d i r x t i o n a l l y (Gateaux) differentiable.
Two methods developed f o r sensi t i v i t y analysis o f e l e c t r o n i c networks are notable f o r the1 r non-re1 lance on e l genvectors I n t h e e i genvalue d e r i vat1 ve f o r m 1 as.
Rosenbrock (1965) and Morgan (1966) developed fornulas f o r e l gen-
value derivatives i n terms of the matrix A and i t s elgenvalues.
According t o
Morgan's own assertion however, the computational e f f o r t i s not nuch less than i f eigenvectors were required and examination of the d e t a i l s of t h e i r methods
indicates t h a t the calculations are eolllvalent t o those required f o r computing e i genvectors. Other contributions from the e l e c t r o n i c s d i s c i p l i n e include the use o f the a d j o i n t network theory.
An a d j o i n t network o r s t r u c t u r e i s one w i t h t h e
same geometry and nodal connections as the actual configuration, but t h e elements of the a d j o i n t system may be l i n e a r even though t h e actual elements are Vanhonacker (1980) has used the theory of a d j o i n t structures t o
nonlinear.
derive f o r m l a s f o r derivatives o f eigenvalues and e i genvectors o f structures. Fox and Kapoor (1968) and Fox (1971) considered the special case o f symmetric
A
general cases.
and 6
matrices, hut developed techniques applicable t o more
For eigenvalues, t h e i r f o r m l a i s
wherein i t i s assumed t h a t the eigenvectors are normalized such t h a t
For eigenvector derivatives, two methods are presented by Fox and Kapoor.
The
f i r s t i s t o d i f f ~ r e n t i a t eequation (16). g i v i n g a set o f simultaneous equat i o n s f o r the eigenvalue and eigenvector derivatives.
A complication here i s
t h a t the equations f o r the eigenvector derivatives are s i n g u l a r and the set i s
solvable m l y a f t e r a1gebraic manipulation which destroys the banded nature o f equations, a p o i n t which arises l a t e r i n connection w i t h another method.
The
second method f o r eigenvector derivatives, developed by Fox and Kapoor, i s t o expand the d e r i v a t i v e as a series of eigenvectors. Thus, f o r the
Tne c o e f f i c i e n t s
aik
eigenvector
are obtained by s u b s t i t u t i n g equation (22) i n t o equa-
t i o n s r e s u l t i n g from d i f f e r e n t i a t i n g equatiun (16). necessary t o ase a l l
i-th
I n principle, i t i s
n modes i n the expansion o f equation (22).
However, as
w i t h the modal method generally, i t should be possible t o obtain reasonakle r e s u l t s w i t h fewer than
n eigenvectors.
o f equation (22) i s c l e a r l y c a l l e d f o r .
Study o f t h e convergence properties Fox and Kapoor's second method was
specialized by H i r a i and Kashiwaki (1977) f o r the case o f design variables c o n t r o l l i n g only a small p a r t o f the structure.
Rogers (1970) and Stewart
(1972) d e r i ved sensi t i v i t y formulas f o r e i genvalues and e i genvectors o f the general problem (eqs. (16) and (17)).
For eigenvalues, the equation i s
Rogers expressed the derivatives as an expansion i n terms of the eigenvectors
The c o e f f i c i e n t s
aik
and
bi
are computed by s u b s t i t u t i n g equations (24)
i n t o an expression obtained by d i f f e r e n t i a t i n g the eigenvalue problem and combining i t w i t h appropriate orthogonal it y conditions.
P l a u t and Husseyin
(1973), as well as R u d i s i l l (1974); and Doughty (1982), developed t h e same r e s u l t s as Rogers and, i n addition, developed a fornula f o r second d e r i v a t i v e s Form1as f o r the second d e r i vat ives o f e i genvectors are
o f e i genval ulrs.
presented by Taylor and Kane (1975).
A
and B
Garg (1973) investigated the case where
were complex and produced f o r m 1 as f o r t h e eigenvalue and eigen-
vector d e r i v a t i ves.
His e i genvector d e r i v a t i v e procedures are analogous t o
those o f Fox and Kapoor.
Rudisi 11 and Chu (1975) developed the same
eigenvalue d e r i v a t i v e f o r , w l a s as Rogers.
Additionally, f o r eigenvector
d e r i v a t i v e s they extended Fox and Kapoor's f i r s t formulation t o the case here A
and B are nonsymmetric.
equations f o r the derivatives:
They suggest two ways t o solve t h e
an i t e r a t i v e method which converges t o t h e
d e r i vat ives of the lowest e i genval ue and corresponding e i genvector; and an algebraic method which i s an extension of Fox and Kapoor's f i r s t method. Andrew (1978 and 1979) provided some proofs and refinements o f R u d i s i l l ' s and Chu's a1g o r i thm.
Brandon (1984) showed t h a t second d e r i v a t i v e s o f eigenvalues
may be calculated by using t h e f i r s t d e r i v a t i v e s of the eigenvectors. An a l t e r n a t e method f o r c a l c u l a t i o n o f eigenvector d e r i v a t i v e s i s due t o D i f f e r e n t i a t i n g the e i genval ue problem o f equation (16) gives
Nelson (1976).
(25) The matrix A
-
a0
i s s i n g u l a r since
a
i s an e i genvalue.
Nelson i s t o represent the eigervector d e r i v a t i v e as
The method o f
where
V
i s the s o l u t i o n o f a reduced version o f equation (25) obtained by
deleting the k t h row and column from
A
- XB
t r a r i l y ) , and s e t t i n g the k t h conponent of c
(where
V
k
i s chosen a r b i -
equal t o u n i t y
. The n u l t i p l i e r
i s evaluated by s u b s t i t u t i n g equation (26) i n t o an equation obtained by
d i f f e r e n t i a t i n g equation (21).
This method has c e r t a i n advantages over
previous e i genvector d e r i v a t i v e techniques:
i t requi res only t9e e i genvalue
and eigenvector f o r t h e mode being d i f f e r e n t i a t e d , and t h e equation f o r
V
retains the banded character o f c o e f f i c i e n t matrix ( u n l i k e the a1gebrai c methods o f Fox and Kapoor, Plaut and Huseyin, and Rudisi 11).
Cardani and
Mantegazza (1979) extended Nelson's method t o transcendental f l u t t e r e i genvalue problems.
F l u t t e r e i genvalue d e r i v a t i v e s were a1so derived by
R u d i s i l l and Bhatia (19723, Rao (1972), Seyranian (1982), and by Pedersen and Seyrani an (1983)
.
Deri v a t i ves o f nonl inear buck1 ing e i genvalues were obtained
by Kamat and Ruangsi 1i a n s i ngha (1984).
Final l y , f o r the s e n s i t i v i t y analysis
o f e i yenvectors o f d i s t r i b u t e d parameter systems papers by Farshad (1974), Haug and Rousselet (1980b) and the t e x t by Haug, Komkov, and Choi (1984) should be o f i n t e r e s t t o readers. Sens it i v i t y of Transient Response Genera 1 The discussion o f s e n s i t i v i t y analysis o f t r a n s i e n t s t r u c t u r a l response i s usually based on t h e equations o f motion which are w r i t t e n as a system o f second order d i f ferent ia1 equations.
However, t h i s form obscures the
s i m i l a r i t y o f s t r u c t u r a l s e n s i t i v i t y analysis t o s e n s i t i v i t y analysis i n other f i e l d s where f i r s t order d i f f e r e n t i a compact than a f i r s t order f o r r m l a t ion.
qudtions are employed and i s also less For these reasons the discussion w i 11
be based on a system o f f i r s t order ord i n a r y d i f f e r e n t i a l equations o f the form
where U i s t h e response,
F
i s a vector of functions,
t
i s time,
v
is a
t y p i c a l design parameter, and a dot denotes d i f f e r e n t i a t i o n w i t h respect t o time.
AO
I n many structural applications the left-hand side o f equations (27) i s
where A
i s a matrix, and the methods discussed b e l w are also applicable
t o t h a t more general form (see, f o r example, Haftka and Kamat, 1984). Direct Method The d i r e c t method o f obtaining s e n s i t i v i t y derivatives i s based on d i f f e r e n t i a t i n g equations (27) t o obtain
where the Jacobian J
is
aF/aU.
Note that equations (28) i s a system o f
1inear d i f f e r e n t i a l equations, even i f the o r i g i n a l system, equations (27) i s nonlinear.
Often, derivatives o f the e n t i r e vector
U are not required.
Instead i t i s required t o obtain the derivatives o f a function o f
U o f the
form
where t f obtains
i s a f i n a l time f o r the response calculation.
dg/dv
as
The d i r e c t approach
where
dU/dv
i s calculated i n equations (28).
Green's Function Method Equations (28) have t o be solved once f o r each design variable, and are c o s t l y when the number o f design variables i s large. design variables i s l a r g e r than the dimensionality o f
When the number o f
U, then t h e Green's
function approach (see Hwang, Dougherty, Rabitz, and Rabitz, 1978) i s more e f f i c i e n t than the d i r e c t approach.
An a p p l i c a t i o n o f t h i s approach i s
s e n s i t i v i t y analysis o f t r a n s i e n t s t r u c t u r a l response when the response i s conputed using reduction techniques such as modal analysis (e.g., and Kamat, 1984; Young and Shoup, 1982). dU/dv,
see Haftka
The s e n s i t i v i t y derivative,
i s w r i t t e n as
where the Green's function
K
s a t i s f i e s ( r e c a l l t h a t the dot denotes
d/dt)
T':e e f f i c i e n c y o f the Green's function approach i s p a r t l y governed by the method used t o integrate equations (32).
A l a r g e amount of work on the
e f f i c i e n t i.qlementation o f the Green's function approach has been performed by Rab i t z and co-workers (Demi r l a p and Rabi tz, 1981; Dougherty, Hwang, and
Rdbitz, 1979; Dougherty and Rabitz, 1979, 1980; Eslava, Eno, and Rabitz, 1980;
Kramer and Calo, 1981; Kramer, Calo, Rabitz, and Kee, 1982; Rabitz, 1981). Their approach i s implemented i n a general purpose computer code c a l l e d AIM (Kramer, Calo, Rabitz, and Kee, 1982).
The Green's function method i s also
known as the variational method (see, Oogru and Seinfeld, 1981). Adjoint Variable Method Further improvements i n e f f i c i e n c y may be possible i f less information i s needed.
I f instead o f the derivatives o f t h e e n t i r e vector
a few functionals (e.g., method i s c a l l e d for. a d j o i n t vector
A
U, only those of
eq. (29)) are required, then an a d j o i n t variable The a d j o i n t variable approach solves f i r s t f o r the
from the d i f f e r e n t i a l equation
It i s shown by Haftka and Kamat (1984) t h a t
(34)
Equat ion (33) i s a set o f 1inear d i f f e r e n t i a l equat ions which i s integrdted backwards from
tf
t o zero.
As i n the steady s t a t e case, t h e a d j o i n t
variable approach i s preferred over the d i r e c t approach when t h e number o f functionals i s less than the number o f design variables.
The a d j o i n t variable
approach has been applied t o a v a r i e t y of problems i n c l u d i n g dynamics (Ray, Pister, and Polak, 1978; Haug, Wehage, and Barman, l 9 8 l ) , atmospheric d i f f u s i o n (Hal 1, Cacuci , and Schlesinger, 19821, nuclear processes (Oblow, 1976), and heat transfer i n structures (Haftka, 1981).
F i n i t e D i fference Method For s e n s i t i v i t y analysis o f s t a t i c response, the f i n i t e d i f f e r e n c e approach i s almost always i n f e r i o r t o a n a l y t i c a l methods.
For the c a l c u l a t i o n
o f d e r i v a t i v e s of t r a n s i e n t response t h i s i s not always t h e case.
When
e x p l i c i t methods are used f o r i n t e g r a t i n g the d i f f e r e n t i a l equations, t h e 1i n e a r i t y of the s e n s i t i v i t y equations does not c o n s t i t u t e a computational advantage.
Therefore, f o r the case of e x p l i c i t i n t e g r a t i o n the f i n i t e
d i f f e r e n c e approach i s o f t e n computationally superior t o t h e d i r e c t method (see Haftka, 1981; and Haftka and Ma1kus, 1981).
When imp1i c i t i n t e g r a t i o n
techniques are used, the f i n i t e d i f f e r e n c e approach i s less a t t r a c t i v e computational l y , but remains easier t o implement than t h e d i r e c t approach. FAST Method A1 1 t h e approaches discussed above provide l o c a l sensi t i v i t y information.
-
The Fourier Amp1 i t u d e S e n s i t i v i t y Test (FAST) method (see review by
Cukier, Levine, and Shuler, 1978) provides global s e n s i t i v i t i e s . t y p i c a l l y used t o assess s e n s i t i v i t i e s t o parameter uncertainties.
FAST i s This i s
done by systematical ly sampl ing s o l u t i o n s obtained by varying the parameters which have a range o f uncertainty. v i , i = l,...,m,
I f there are
m parameters
the sampling i s performed i n an m-dimensional space.
FAST
converts t h i s m-dimensional space t o a one-dimensional space in terms o f a variable
s by using the transformation i
where
w
= ai
,i=
t
1,.
bi s i n wis
.,
are a set o f incomnensurate frequencies and a i , bi
are constants which depend on the range of v a r i a t i o n
vi
.
The solutions f o r a
l a r g e number o f s-values are sampled and a Fourier transform o f t h e response
i n terms of
wi
s
i s obtained.
The c o e f f i c i e n t o f the transform associated w i t h
i s a d i r e c t measure o f the s e n s i t i v i t y o f the s o l u t i o n t o
While FAST
Via
i s more e f f i c i e n t than a Monte Carlo sampling o f t h e parameter space, i t i s s u b s t a n t i a l l y more expensive than l o c a l s e n s i t i v i t y methods when
m i s large.
While i n t h e l i t e r a t u r e reviewed herein FAST has been used only f o r c a l c u l a t i o n of s e n s i t i v i t i e s of t r a n s i e n t response, the method i s equally appl i c a b l e t o steady-state o r e i genproblem s e n s i t i v i t y calculations. method has been applied extensively i n physical chemistry (e.g.,
The
Koda, McRde
and Seinfeld, 1979; Tilden and Seinfeld, 1982), and a corrputer inplementation i s described by McRae, Tilden, and Seinfeld (1982). Other Forms o f Transient Response Equations A specialized form o f t r a n s i e n t s t r u c t u r a l response i s the response t o
harmonic excitation.
The s e n s i t i v i t y analysis o f t h a t response i s very
simi l a t o the s e n s i t i v i t y analysis o f s t a t i c response--(see,
f o r example,
Wang, K i t i s , Pilkey, and Palazzolo, 1982 and 1983, and Yoshimrra, 1984). The system o f equations (27) i s t y p i c a l l y obtained by d i s c r e t i z a t i o n o f the s p a t i a l variat!on (e.g., analysis i s performed.
by f i n i t e elements) before the s e n s i t i v i t y
I n some applications (see, f o r example, t h e discussion
o f s t a t i c shape s e n s i t i v i t y ) i t may be advantageous t o perform t h e s e n s i t i v i t y analysis before d i s c r e t i zing.
Koda, Dogru, and Seinfeld (1979); Owyer and
Peterson (1980); and Koda and Sei n f e l d (l982), f o r example, discuss appl i c a t i o n s o f s e n s i t i v i t y techniques t o p a r t i a l d i f fereclt ia1 equations, w h i l e Gibson and Clark (1977) and Cacuci (1981) present s e n s i t i v i t y analysis i n the general s e t t i n g o f functional analysis.
Second Deri vat ives Part o f the motivation f o r second d e r i v a t i v e s i s t h a t they estimate nonlinear s e n s i t i v i t y e f f e c t s i n c l u d i n g i n t e r a c t i o n between variables. d e r i vatives may be calculated d i r e c t l y .
Second
For example, d i f f e r e n t i a t i n g
equati ons (28)
m design parameters r e s u l t i n
Unfortunately equation (36).
such as equation
m(m + 1)/2
systems such as
If second derivatives are needed only f o r a functional
g
(B), then the c a l c u l a t i o n can '. g r e a t l y s i m p l i f i e d .
In
fact,
Thus, the s o l u t i o n f o r a l l the second d e r i v a t i v e s requires only f i r s t derivatives of
U
plus the a d j o i n t variable vector.
This e f f i c i e n t approach t o
second order s e n s i t i v i t y calculations i s not y e t i n use. describes somewhat less e f f i c i e n t d i r e c t
d.,J
The l i t e r a t u r e
a d j o i n t techniques (e.g.,
Coffee
and Heimerl, 1983; Haug and Ehle, 1982) o r f i n i t e d i f f e r e n c e techniques (e.g.,
Behrens, 1979). S e n s i t i v i t y Derivatives o f Optimal Solutions As the use of optimization techniques has expanded, there has been an increasing i n t e r e s t i n the s e n s i t i v i t y o f optimal solutions t o p r o b l i m parameters. following:
A t y p i c a l s i t u a t i o n where such d e r i v a t i v e s are needed i s the Suppose the minimum weight design o f an a i r c r a f t wing i s obtained
by varying the sizes of the s t r u c t u r a l components while the geometry o f the
wing, the loading and the s t r u c t u r a l materials were f i x e d during t h e optimization process.
Now suppose the minimum weight design i s s t i l 1 t o o
heavy and the designer needs t o know which o f t h e f i x e d parameters i s a good candidate f o r change.
It would be useful t o have t h e s e n s i t i v i t y o f t h e
minimum weight design t o changes i n such parameters. The information required f o r obtaining t h e s e n s i t i v i t y o f an o b j e c t i v e function such as minimum weight w i t h respect t o problem parameters i s composed o f a d i r e c t e f f e c t on the objective function p l u s an i n d i r e c t e f f e c t through the change i n the constraints.
For example, the optimization problem may
be posed as Minimize
f(v)
such t h a t
where
f(v)
gj(v)
represent constraints.
and l e t
i s an objective function, Let
p be a problem parameter.
v*,
v
i s a vector o f design variables and f*
be t h e s o l u t i o n t o t h e problem
Then i t i s shown (see, f o r example,
Barthelemy and Sobieski , 1983b) t h a t
df*
where
A
x
af
(v*)
-
are the Lagrange n u l t i p l i e r s associated w i t h the constraints.
The
Lagrange m u l t i p l i e r s thus hare the r o l e o f the 'priceu o f the constraints, i n that gj.
A
i s the change i n the o b j e c t i v e f u n c t i o n due t o a u n i t change i n
Because most optimization a l g o r i t h m y i e l d the Lagrange m u l t i p l i e r s o r
estimates thereof as a by-product o f the solution, the s e n s i t i v i t y of the o b j e c t i v e function t o problem parameters i s easy t o obtain. The s e n s i t i v i t y o f the o p t i m m set o f design variables t o problem parameters i s more complicated,
w i t h respect
Lagrange m u l t i p l i e r s are not
s u f f i c i e n t and additional c a l c u l a t i o n s are requi red. McCormick (1968);
v*
E a r l y work by F i acco and
Armacost and Fiacco (1974); Fiacco (1976, 1980); Bigelow
and Shapiro (1974) and Robinson (1974) concentrated on t h e mathematical aspects (see also t e x t by Fiacco, 1983). (1980a.b) ; Sobieszczanski -Sobieski
More recent papers by YcKeown
, B a r t h e l e w , and
R i l e y (1982); and
Vanderpl aats and Yoshi da (1984) discuss applications t o the optimal design o f dynamic systems and t o structures.
The c a l c u l a t i o n o f the d e r i v a t i v e s of
v*
requi res second derivatives o f the o b j e c t i v e f u n c t i o n and constraints w i t h respect t o the design variables, and thus poses a need f o r e f f i c i e n t computat i o n a l techniques t o obtain these derivatives. As w i t h other s e n s i t i v i t y derivatives, d e r i v a t i v e s o f optimal s o l u t i o n may be used t o extrapolate solutions f o r problem parameter changes.
Unfortu-
nately, the s e n s i t i v i t y derivatives do not take i n t o account changes i n the a c t i v e constraint set brought about by the change o f parameters (see Barthelemy and Sobieski, 1983a).
Consider, f o r example, a c o n s t r a i n t which i s
almost but not q u i t e c r i t i c a l f o r the optimum design.
The Lagrange m u l t i p l i e r
associated w i t h the constraint mist be zero and therefore as indicated i n equation ( 3 9 )
, such a constraint does not c o n t r i b u t e t o the s e n s i t i v i t y o f t h e
o b j e c t i v e function.
However, a small change i n t h e value o f
p can make t h e
constraint c r i t i c a l and completely change the value o f the derivative.
This
problem makes the use o f optimal s o l u t i o n s e n s i t i v i t y d e r i v a t i v e s more r i s k y than some other derivatives.
Sobieszczansk i-Sobieski, Barthelemy, and R i l e y
(1982) suggested using d e r i v a t i ves o f the Lagrange mu1t i p 1 i e r s and t h e optimrm
s o l u t i o n vector
v*
t o a n t i c i p a t e changes i n the a c t i v e set.
However, t h e
effectiveness of t h i s approach i s s t i l l i n doubt w i t h p o s i t l v e r e s u l t s obtained by Schmit and Chang (1984) and negative r e s u l t s by B a r t h e l e w ant Sobi eski (1983a). Concluding Remarks This a r t i c l e surveys methods f o r c a l c u l a t i n g s e n s i t i v i t y d e r i v a t i ves for discrete s t r u c t u r a l systems and p r i m a r i l y covers l i t e r a t u r e published during t h e past two decades.
Methods are described f o r c a l c u l a t i n g d e r i v a t i v e s o f
s t a t i c displacements and stresses, e i genvalues and e i genvectors, t r a n s i e n t s t r u c t u r a l response, and deri v a t i ves o f optimum s t r u c t u r a l designs w i t h respect t o problem parameters. i n Table 1.
Methods and selected references are s u m r i zed
The survey i s focused on publications addressed t o s t r u c t u r a l
analysts, but a1so includes a number o f methods developed i n nonstructural f i e l d s such as controls and physical chemistry which are d l r e c t l y applicable t o s t r u c t u r a l formulations.
Most notable among the nonstructural -based
methods are the adjoi n t variable technique from control theory, and the Green's function and FAST methods from physical chemistry. For s t a t i c displacements and stresses, methods are well established f o r derivatives w i t h respect t o simple s i z i n g variables.
F i n i t e difference and
a n a l y t i c a l methods ( d i r e c t and a d j o i n t variable) are available and there are clear gui del ines g i v i ng c l asses o f problems where t h e v a r i ous methods are preferred.
F i n i t e differences have long been disparaged as a method as
compared t o the more elegant analyt ical approaches-and
indeed the t h e o r e t i c a l
e f f o r t (as measured by operation counts, f o r example) o f f i n i t e differences does greatly exceed t h a t of the a n a l y t i c a l approaches except f o r very small numbers of design variables.
"owever,
f i n i t e d l f ferences have a major
advantage-i t i s extremely simple t o formulate and implement.
This factor,
together w i t h the increased speed o f recent and expected computers, may explain i t s popularity i n many applications. Methods f o r derivatives w i t h respect t o shape design variables are less well established and consequently there are no c l e a r choices o f preferred techniques.
One approach i s t o d i f f e r e n t i a t e a set of discretized equations
from a f i n i t e element model w i t h respect t o the shape design variables.
This
method has the advantage o f v e r s a t i l i t y bbt t h e disadvantage t h a t when the shape changes, the f i n i t e element mesh may be d i s t o r t e d leading
inaccuracies.
i
wnerical
An a1t e r n a t i ve approach i s t o d i f f e r e n t i a t e the cwr. I iNUUm
equations (before d i s c r e t i z a t i o n ) using a material derivative.
This approach
avoids the mesh d i s t o r t i o n problem and i s p o t e n t i a l l y more e f f i c i e n t but i s more complex t o implement. With regard t o d e r i vat1 ves o f s t r u c t u r a l e i genvalue problems, we1 1establ ished formulas are aval l a b l e f o r both r e a l and complex eigenvalues. Deri vat ives o f e i genvectors my be obtained by several methods i n c l u d i n g expanding the d e r i vat ives as a series of e i genvectors, an a1gebraic approach based on sirml taneous equations f o r e i genvalue and eigenvector d e r i vat1 ves, and a s i m p l i f i e d but rigorous a n a l y t i c a l approach developed by Nelson.
The
method o f Nelson i s most appealing as i t combines mathematical r i g o r w i t h computational s',npl i c i t y .
The modal expansion method also merits considera-
t i o n but requires a study o f the convergence properties o f the technique. Derivatives o f t r a n s i e n t s t r u c t u r a l response may be obtained using f i n i t e differences, d i r e c t and adjoi n t variable a n a l y t i c a l methods, a Green's funct i o n technique and the Fourier amplitude t e s t
- FAST (the l a t t e r two methods
developed by physical chemistry researchers).
As i n t h e s t a t i c case, there
are established guide1 ines f o r deciding when t o choose among the various methods.
Unlike t h e s t a t i c case, the f i n i t e d i f f e r e n c e method may be
c o n p e t l t l v e on the basis o f computational e f f l c l e n c y .
For example, I f an
expl i c l t numerical I n t e g r a t i o n algorithm i s used f o r the nominal solution, a f i n l t e d l fference c a l c u l a t l o n o f t h e d e r l v a t l v e m y be more e f f l c l e n t than an
a n a l y t l c a l method. Methods f o r d e r l vatlves of optlnum deslgns w l t h respect t o problem parameters are revlewed. l i t e r a t u r e was not large.
Recause t h i s I s a relatively new topic, t h e body of The d e r i v a t l v e o f the o b j e c t l v e functlon can be
easi ly obtained by a reasonably simple fornula.
The derlvatlves o f t h e
optinum design variables are somewhat more d l f f i c u l t t o obtain.
A compllca-
t i o n which arises i n using these d e r i vat1 ves t o extrapolate an opclnum design i s t h a t one m s t keep track o f canstralnts which change from nor:crltical t o c r i t i c a l as a r e s u l t o f small parameter changes.
Flnally, a signiflcant
by-product o f the i n t e r e s t i n derivatives of optinum designs I s the m t l v a t l o n i t has provided f o r research i n improved methods f o r second d e r l vatlves of
response quant it i e s
.
References Andrew, A. L. (1978): Convergence o f an I t e r a t i v e Method f o r Derivatives o f Eigensystems. Journal o f Computational Physics, Vol, 26, pp. 107-112.
.
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2
Direct Adjoint variable Mixed
Direct Adjoint variable ~ & n ' s function FAST
Direct Modal expansion Direct Modal expansion
Annacost 6 Fiacco (l974), kl(eorm (l98O), Sobieski, e t a1 (1982) Barthelerny 6 Sobieski (1983a), Schlnit 8 Chang (l984), Fiacco (1983)
Coffee and Heimerl (1983) Haug and Ehle (1982) Haftka (1982)
Haftka (1981 ) Ray, e t a1 (1981 ) Kramer, e t a1 (1982), Hwang, e t a1 (1978) Cukier, e t a1 (1978)
Fox and Kapoor (1971), Rogers (IWO), Nelson (1976) Fox and Kapoor (1971), Rogers (IWO), Stewart (1972) Taylor and Kane (1975) Taylor and Kane (1975)
Plaut 8 Husseyin (1973). R u d i s i l l (l974), Doughty (1972) , Brandon (1 984)
Jacobi (1846). Rogers (1970), Stewart (1972), Plaut 6 Husseyin (1973)
Fox 6 Kapoor (1968), Fox (1971), W i t t r i c k (1962), Vanhonacker (1980) Lancast e r (1964). Simpson (1976), Haug and Roussel e t (1980)
Jawed and Morris (1984), ,Van Be11e (1982) Haug (1981). Dems and Hroz (1984b) Haftka (1982 )
Rousselet 6 Haug (1983), Rousselet (1983), Dens 6 h ' z (1984b)
Botkin (1981). Bennett and Botkin (1983)
Fox (l965), Haug 6 Arora (1978). Arora 6 M u g (1979) Barnett Herman (l968), Kelley (l962), Haug 6 Arora (1978)
Sel ected references
methods f o r s t r u c t u r a l s e n s i t i v i t y derivatives
* F i n i t e difference methods are generally applicable. See, for example, 6111 (1980, l983), Stewart (l967), kll e y and Lefton (1980), Haftka and Ma1kus (1981 )
Optimum designs Objective function Design variables
Second derivatives
Transient displacement F i r s t derivatives
Second derivatives
Eigenvectors F i r s t derivatives
Direct
Direct
Nonsymnetric matrices
Second derivatives
Direct Direct
E igenval ues Symmetric matrices D i s t i n c t e i genval ues Mu1t ip l e eigenval ues
Direct Adjoint variable M i xed
Second der ivat ives
Direct Adjoint variable
Method
Suranary o f analytical
Differentiate disc r e t e equations Material d e r i v a t i v e
.
WT shape variables
S t a t i c displacenrent NRT s i z i n g variables
Type o f d e r i v a t i v e
Table 1
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